Frank Gavidia
Frank Gavidia is a CFP-designated registered investment advisor at Globe & Anchor Wealth Management & Financial Planning, LLC, based in Walnut Creek, CA, with 32 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 65 clients with $57M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Globe & Anchor Wealth Management manages investment portfolios for a fee that does not exceed 1.25% annually, based on the value of your portfolio. The fee is calculated based on the average daily balance of your account each quarter and is deducted from your account quarterly. Fees are negotiable. A minimum household aggregate of $500,000 is required for new clients, and a minimum fee of $1,000.
Location
700 Ygnacio Valley Road, Suite 280, Walnut Creek, CA, 94596
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Frank is a planning commissioner for the City of Clayton, California, dedicating about 10-20% of his time to reviewing proposals and making recommendations. He also serves as an auditor for Mount Diablo Soccer Association, spending minimal time assisting with team accounting.
Employment History
Current Registrations
Globe & Anchor Wealth Management & Financial Planning, LLC
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Wells Fargo Securities INC.Broker
Marketing One Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.