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Frank Gavidia

Globe & Anchor Wealth Management & Financial Planning, LLC
33 Years of Experience
Walnut Creek, CA
View SEC Summary
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Frank Gavidia is a CFP-designated registered investment advisor at Globe & Anchor Wealth Management & Financial Planning, LLC, based in Walnut Creek, CA, with 33 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 65 clients with $57M in assets under management.

Globe & Anchor Wealth Management & Financial Planning, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
65 clients
Average Client Portfolio
$884K average
Assets Under Management
$57.5M

Fee Structure

Minimum Investment:$500K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Maximum annual fee is 1.25%. Fees are negotiable and billed quarterly in arrears. Subject to a $1,000 minimum annual fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

700 Ygnacio Valley Road, Suite 280, Walnut Creek, CA, 94596

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frank is a planning commissioner for the City of Clayton, California, dedicating about 10-20% of his time to reviewing proposals and making recommendations. He also serves as an auditor for Mount Diablo Soccer Association, spending minimal time assisting with team accounting.

Employment History
Current Registrations
Globe & Anchor Wealth Management & Financial Planning, LLC
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
June 2006 - May 2017 · 10 yrs 11 mos
Wells Fargo Clearing Services, LLC
June 2006 - May 2017 · 10 yrs 11 mos
Citigroup Global Markets INC.
July 1997 - July 2006 · 9 yrs
Citigroup Global Markets INC.Broker
November 1993 - July 2006 · 12 yrs 8 mos
Wells Fargo Securities INC.Broker
October 1993 - November 1993 · 1 mo
Marketing One Securities, INC.Broker
June 1993 - October 1993 · 4 mos
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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