James Raine
James Raine is a registered investment advisor at Diversify Advisory Services, LLC, based in Windsor, CO, with 32 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 3,698 clients with $3.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Diversify Advisory Services charges a fee based on the value of your investments. The exact fee depends on the platform and the advisor you work with. Fees are negotiable, with a maximum annual rate of 1.75% for AMS, OMS, and DMS platforms. The Wealth Accumulator Strategy has a maximum fee of 1.00%. Envestnet Portfolio Solutions has a maximum fee of 2.00%. Pontera Retirement Solutions has a maximum fee of 2.00%. These fees do not include custodial fees or underlying investment fees. Some platforms also have strategy fees.
Location
1230 W Ash Street Suite C, Windsor, CO, 80550
Get directionsHistory
Regulatory History (4)
Judgment / Lien
November 2012Judgment / Lien
September 2012Judgment / Lien
August 2012Judgment / Lien
July 2012Other Business ActivitiesSells Insurance
James is an insurance agent at Financial Foundations Insurance & Investments LLC, selling fixed annuities, disability, health, life, and LTC insurance, dedicating nearly full-time hours to this. He is also a partner at Rocky Mountain Wealth Advisors, providing investment management and advisory services, also dedicating nearly full-time hours to this.
Employment History
Current Registrations
Diversify Advisory Services, LLC
Dfpg Investments, LLCBroker
Previous Registrations
Questar Capital CorporationBroker
Hornor, Townsend & Kent, INC.Broker
Princor Financial Services CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.