Guilford Nergard
Guilford Nergard is a CFP-designated registered investment advisor at Nergard Wealth Management, LLC, based in Phoenix, AZ, with 32 years of industry experience. Guilford operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 22 clients with $21M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The annual fee is negotiable.
Fee Estimator
Location
Phoenix, AZ
Get directionsHistory
Regulatory History (8)
Customer Dispute
September 2024Customer Dispute
May 2021Regulatory
March 2021Employment Separation After Allegations
November 2020Customer Dispute
October 2020Customer Dispute
June 2008Customer Dispute
August 2004Customer Dispute
July 2002Other Business ActivitiesSells Insurance
Guilford has been an insurance agent/producer in Mesa, Arizona since 1991, selling variable life, variable annuity, variable contracts, accident and health, sickness, and life insurance. This activity takes minimal time.
Employment History
Current Registrations
Nergard Wealth Management, LLC
Previous Registrations
Sb Advisory, LLC
San Blas Securities LLCBroker
Newbridge Financial Services Group, INC.
Newbridge Securities CorporationBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan StanleyBroker
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.