Mark Steen is a registered investment advisor at LPL Financial LLC, based in Hermitage, PA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Hermitage, PA
Get directionsHistory
Regulatory History (7)
Judgment / Lien
December 2024Judgment / Lien
November 2024Judgment / Lien
March 2024Judgment / Lien
November 2023Judgment / Lien
March 2019Judgment / Lien
February 2019Customer Dispute
July 2007Other Business Activities
Mark has a 1% ownership stake in Compound Teamwear since 2014, located in McDonough, GA. This activity is not investment-related.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Butler, Wick & CO., INC.
Butler, Wick & CO., INC.Broker
A. G. Edwards & Sons, INC.Broker
Charles Schwab & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Federated Securities CORP.Broker
Robert Thomas Securities, INCBroker
L.C. Wegard & CO., INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.