Jeffrey Ballek
Jeffrey Ballek is a registered investment advisor at Nwf Advisory Services INC, based in Woodbury, MN, with 31 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,671 clients with $3.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NWF Advisory Services offers several investment management programs. Fees are negotiable and vary depending on the program and the amount you invest. Here's a summary of the maximum fees for each program:
- Advisor Managed Portfolios (Wrap Account): Fees range from 0.775% to 2.10% depending on the amount invested.
- Advisor Managed Portfolios (Non-Wrap Account): Fees range from 0.775% to 2.10% depending on the amount invested.
- Model Portfolios Program: 1.00% to 1.50% depending on the amount invested.
- SMA and UMA Program: 1.00% to 1.50% depending on the amount invested.
These fees cover advisory services and transactions. Additional fees may apply. Each financial advisor negotiates their own fee schedule.
Location
Woodbury, MN
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business ActivitiesSells Insurance
Jeffrey owns Ballek Wealth Management, LLC, where he sells insurance products, dedicating a few hours per week. He also works nearly full-time as an Investment Advisor for The Ameriflex Group and maintains a realtor's license with Coldwell Banker Realty, but is not actively selling real estate.
Employment History
Current Registrations
Nwf Advisory Services INC
Osaic Wealth, INC.Broker
Previous Registrations
The Ameriflex Group
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
BMO Harris Financial Advisors, INC
BMO Harris Financial Advisors, INC.Broker
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Waddell & Reed
Waddell & ReedBroker
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
Intersecurities, INC.
Intersecurities, INC.Broker
Waddell & Reed, INC.
Waddell & Reed, INC.Broker
Sunpoint Securities, INC.Broker
Walnut Street Securities, INC.Broker
North American Management, INC.Broker
Foresters Equity Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.