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James Carilli

U.S. Bancorp Advisors, LLC
32 Years of Experience
Worthington, OH
1 DisclosureBroker
View SEC Summary
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James Carilli is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Worthington, OH, with 32 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
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Location

688 High St, Worthington, OH, 43085

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History

Regulatory History (1)
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Customer Dispute
November 2009
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
February 2026 - Present · 8 mos
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.
November 2006 - February 2026 · 19 yrs 3 mos
U.S. Bancorp Investments, INC.Broker
December 2001 - February 2026 · 24 yrs 2 mos
Firstar Investment Services,inc.Broker
May 2000 - December 2001 · 1 yr 7 mos
Conseco Securities, INC.Broker
December 1997 - May 2000 · 2 yrs 5 mos
Metlife Securities INC.Broker
October 1993 - November 1997 · 4 yrs 1 mo
Metropolitan Life Insurance CompanyBroker
October 1993 - November 1997 · 4 yrs 1 mo
State Registrations16 states
ALCACOFLIAILINMIMNNCNYOHOKTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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