Diane Parker
Diane Parker is a registered investment advisor at Cetera Investment Advisers LLC, based in Danville, CA, with 4 years of industry experience. Diane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3800 Blackhawk Rd, Suite 100, Danville, CA, 94506
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Diane works as a Wealth Management Coordinator at Sweeney Kovar Financial Advisors, Inc., offering financial advice, security trading, and insurance products, dedicating full-time hours to this role. Diane also owns Best Friends Pet Sitters, providing pet sitting services, but spends minimal time on this non-investment related activity.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Charles Schwab & CO., INC.Broker
State Registrations1 state
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