Duane Horne
Duane Horne is a registered investment advisor at LPL Enterprise, LLC, based in Houston, TX, with 32 years of industry experience. Duane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
13831 Northwest Fwy, Suite 350, Houston, TX, 77040
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Regulatory History (1)
Customer Dispute
August 2008Other Business ActivitiesSells Insurance
Duane sells term life insurance, fixed annuities, disability insurance, and long-term care insurance through Crump Insurance, dedicating minimal time to this activity. He also operates Guidance Financial as a DBA for his LPL business, spending full-time hours on this.
Employment History
Current Registrations
LPL Enterprise, LLC
LPL Enterprise, LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.