KG
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Kenneth Graves
32 Years of Experience
Ellicott City, MD
2 DisclosuresBrokerSells Insurance
Kenneth Graves is a registered investment advisor, based in Ellicott City, MD, with 32 years of industry experience.
Location
Ellicott City, MD
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Regulatory History (2)
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Customer Dispute
April 2007Denied
Customer Dispute
June 1999Settled
Other Business ActivitiesSells Insurance
Kenneth provides financial services to clients through N/L Financial Services, LLC, dedicating about a quarter of his time. He also makes health insurance referrals and sells indexed and fixed annuities, spending minimal time on each of these activities.
Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2025 - Present · 10 mos
Cetera Investment Advisers LLC
September 2025 - Present · 10 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Previous Registrations
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
December 2007 - October 2019 · 11 yrs 10 mos
1st Global Capital CORP.Broker
December 2007 - October 2019 · 11 yrs 10 mos
New England Securities Corporation
May 2002 - December 2007 · 5 yrs 7 mos
New England SecuritiesBroker
January 2002 - December 2007 · 5 yrs 11 mos
American Express Financial Advisors INC.Broker
July 1993 - June 2001 · 7 yrs 11 mos
Ids Life Insurance CompanyBroker
July 1993 - June 2001 · 7 yrs 11 mos
State Registrations23 states
AZCACOCTDCDEFLGAINMDMEMINCNHNJNYPASCTXUTVAWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.