Sean Drinan
Sean Drinan is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Enfield, CT, with 33 years of industry experience. Sean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.
Fee Estimator
Location
1699 King Street, Suite 401, Enfield, CT, 06082
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2008Other Business Activities
Sean is a member of Dream Big Basketball LLC, where he gives basketball lessons and helps with paperwork. He spends minimal time on this activity.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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