RS
CFP
RS
CFP

Ralph Saunders

31 Years of Experience
Richmond, VA
1 DisclosureBroker

Ralph Saunders is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Richmond, VA, with 31 years of industry experience. Ralph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1021 E Cary St 22nd Fl, James Center Ii, Richmond, VA, 23219

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2003
Award / Judgment
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
December 2008 - Present · 17 yrs 10 mos
Wells Fargo Clearing Services, LLC
December 2008 - Present · 17 yrs 10 mos
Wells Fargo Advisors
December 2008 - Present · 17 yrs 10 mos
Previous Registrations
Ameriprise Advisor Services, INC.
January 2006 - December 2008 · 2 yrs 11 mos
Ameriprise Advisor Services, INC.Broker
January 2006 - December 2008 · 2 yrs 11 mos
Scott & Stringfellow, INC.
June 2000 - January 2006 · 5 yrs 7 mos
Scott & Stringfellow, INC.Broker
January 2000 - January 2006 · 6 yrs
Olde Discount CorporationBroker
May 1995 - January 2000 · 4 yrs 8 mos
Thomas James Associates, INC.Broker
June 1994 - July 1994 · 1 mo
State Registrations23 states
ALAZCACOCTDCFLGAIAILMDMEMIMNNCNJNYPASCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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