TrueAdvisor
TrueAdvisor
GA
GA

Gus Andrews

Osaic Wealth, INC.
33 Years of Experience
Midlothian, VA
5 DisclosuresBroker
View SEC Summary
View SEC Summary

Gus Andrews is a registered investment advisor at Osaic Wealth, INC., based in Midlothian, VA, with 33 years of industry experience. Gus is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.

Osaic Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9244 advisors
Number of Clients
575,512 clients
Average Client Portfolio
$408K average
Assets Under Management
$234.9B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)

Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.

  • Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
  • Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
  • Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.

Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.

View Full SEC Brochure

Location

1507 Huguenot Rd, Suite 101, Midlothian, VA, 23113

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2005
Settled
Regulatory
April 2005
Final
Customer Dispute
November 2003
Closed-No Action
Customer Dispute
October 2003
Denied
Customer Dispute
July 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gus is involved in several business activities, including investment advisory through a broker-dealer's corporate RIA and Russell, serving as a partner at Ikemor Co Inc and Harley Roy LLC, managing CGA Properties LLC, and partnering at Gunner Kidd Co., Inc. These activities involve facilitating branch operations, property investment, tenant relations, and administration.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
September 2023 - Present · 3 yrs 1 mo
Osaic Wealth, INC.
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
Sagepoint Financial, INC.Broker
October 2005 - September 2023 · 17 yrs 11 mos
Sagepoint Financial, INC.
October 2005 - September 2023 · 17 yrs 11 mos
Sunamerica Securities, INC.
June 2002 - October 2005 · 3 yrs 4 mos
Sunamerica Securities, INC.Broker
February 1996 - October 2005 · 9 yrs 8 mos
Vtr Capital, INC.Broker
November 1995 - March 1996 · 4 mos
L.C. Wegard & CO., INC.Broker
August 1993 - November 1995 · 2 yrs 3 mos
State Registrations42 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMDMIMNMOMSMTNCNJNVNYOHORPASCSDTNTXUTVAVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Midlothian, VA →All financial advisors in Virginia →