MR
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Mark Roller

7 Years of Experience
Muskegon, MI
Broker

Mark Roller is a registered investment advisor at Raymond James & Associates, INC., based in Muskegon, MI, with 7 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

700 Terrace Point Dr, Ste 400, Muskegon, MI, 49440

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Mark is the owner of Mojo Group Holdings, LLC, a rental real estate business, and invests in real estate through other LLCs. He is also a licensed Michigan Real Estate Broker through Mojo Group, LLC, but spends minimal time on these activities.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2019 - Present · 7 yrs 3 mos
Raymond James & Associates, INC.
February 2019 - Present · 7 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Pruco Securities CorporationBroker
August 1993 - February 1994 · 6 mos
Chatfield Dean & CO., INC.Broker
August 1993 - August 1993 · 0 mos
State Registrations6 states
CACOFLMIOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.