Matthew Havens
Matthew Havens is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Little Compton, RI, with 32 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Little Compton, RI
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Regulatory History (1)
Customer Dispute
November 1998Other Business ActivitiesSells Insurance
Matthew is an independent insurance agent for various companies, dedicating a few hours per week to this activity. He is also an advisory representative of two RIAs, dedicating about full-time hours to one and an unspecified amount of time to the other, and involved with several non-investment related activities like being a landlord, board member, and committee member for various organizations.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Global Vision Advisors
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
Previous Registrations
Cambridge Investment Research Advisors, INC.
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.