RB
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Richard Bradt

32 Years of Experience
Rye, NY
Broker

Richard Bradt is a registered investment advisor at Neuberger Berman Bd LLC, based in Rye, NY, with 32 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard serves as a trustee for the Wolf Family Trust, managing real estate assets since 2007, dedicating minimal time. He also provides portfolio management services to Neuberger Berman clients through Neuberger Berman Investment Advisers LLC.

Employment History
Current Registrations
Neuberger Berman Bd LLC
July 2012 - Present · 13 yrs 10 mos
Neuberger Berman Bd LLC
April 2012 - Present · 14 yrs 1 mo
Neuberger Berman Bd LLCBroker
April 2012 - Present · 14 yrs 1 mo
Previous Registrations
Credit Agricole Securities (USA) INC.Broker
April 2010 - April 2012 · 2 yrs
Pali Capital, INC.Broker
July 2008 - May 2010 · 1 yr 10 mos
Jefferies & Company, INC.Broker
November 2004 - April 2008 · 3 yrs 5 mos
Schwab Capital Markets L.P.Broker
January 2004 - November 2004 · 10 mos
Soundview Technology CorporationBroker
May 2000 - January 2004 · 3 yrs 8 mos
Schroder & CO. INC.Broker
July 1993 - May 2000 · 6 yrs 10 mos
State Registrations5 states
COFLNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Bradt - Financial Advisor | TrueAdvisor