Scott Bernstein
Scott Bernstein is a registered investment advisor at LPL Financial LLC, based in Manhasset, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1129 Northern Blvd Ste 404, Manhasset, NY, 11030
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2011Customer Dispute
October 2006Other Business ActivitiesSells Insurance
Scott operates under Bernstein Investment Group as a DBA for his LPL business and is involved with World Insurance Associates LLC and World Insurance as outside/W-2 employment. He also owns real estate rentals.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
LPL Financial LLCBroker
Park Avenue Securities LLCBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
Bear, Stearns & CO. INC.Broker
Royce Investment Group, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.