DA
DA

Deborah Ardoin

31 Years of Experience
Lake Charles, LA
Broker

Deborah Ardoin is a registered investment advisor at Raymond James & Associates, INC., based in Lake Charles, LA, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

3723 Nelson Road Suite 400, Lake Charles, LA, 70605

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
May 2022 - Present · 4 yrs
Raymond James & Associates, INC.
May 2022 - Present · 4 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2006 - May 2022 · 15 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2006 - May 2022 · 15 yrs 5 mos
Morgan Stanley
July 2006 - November 2006 · 4 mos
Morgan Stanley Dw INC.Broker
August 1995 - November 2006 · 11 yrs 3 mos
Invest Financial CorporationBroker
August 1993 - April 1994 · 8 mos
Invest Financial CorporationBroker
June 1993 - August 1993 · 2 mos
State Registrations1 state
LA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.