James Oberweis is a registered investment advisor at Oberweis Asset Management INC, based in Lisle, IL, with 30 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 108 clients with $3.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
A discounted fee schedule may be negotiated for the fixed income portion of an account.
Fee Estimator
Location
3333 Warrenville Road, Suite 500, Lisle, IL, 60532
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is the President of the Oberweis Funds, a registered investment company, and writes articles for Forbes. He is also a General Partner in Talka Holdings LLC, a passive real estate investment, and holds director and board member positions in various Oberweis entities and The Oberweis Dairy.
Employment History
Current Registrations
Oberweis Asset Management INC
Oberweis Securities, INC.Broker
Previous Registrations
The Chicago CorporationBroker
State Registrations49 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.