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Stephen Hansen

LPL Financial LLC
49 Years of Experience
Franklin, TN
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Stephen Hansen is a registered investment advisor at LPL Financial LLC, based in Franklin, TN, with 49 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

411 Bridge St, Franklin, TN, 37064

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 1992
Final
Regulatory
November 1986
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Stephen is an agent selling life insurance and fixed annuities through Hansen Financial Services, Inc. since 1990. This investment-related activity takes about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLC
November 2023 - Present · 2 yrs 11 mos
LPL Financial LLCBroker
November 2023 - Present · 2 yrs 11 mos
LPL Financial LLC
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
June 2016 - November 2023 · 7 yrs 5 mos
Raymond James Financial Services, INC.Broker
May 2016 - November 2023 · 7 yrs 6 mos
Securities America Advisors, INC.
March 2010 - June 2016 · 6 yrs 3 mos
Securities America, INC.Broker
July 2001 - June 2016 · 14 yrs 11 mos
Equity Capital CorporationBroker
June 1999 - May 2001 · 1 yr 11 mos
Equity Capital CorporationBroker
August 1998 - October 1998 · 2 mos
Equity Capital CorporationBroker
January 1991 - October 1997 · 6 yrs 9 mos
Hh&h Development CorporationBroker
June 1983 - December 1990 · 7 yrs 6 mos
E. F. Hutton & Company INCBroker
July 1978 - February 1983 · 4 yrs 7 mos
Hartford Equity Sales Company INC.Broker
June 1974 - August 1976 · 2 yrs 2 mos
Hartford Variable Annuity Life Life Insurance CompanyBroker
April 1973 - August 1974 · 1 yr 4 mos
State Registrations13 states
ARCACOFLGAINMIMONCOHTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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