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Stephen Hansen

49 Years of Experience
Franklin, TN
2 DisclosuresBrokerSells Insurance

Stephen Hansen is a registered investment advisor at LPL Financial LLC, based in Franklin, TN, with 49 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

411 Bridge St, Franklin, TN, 37064

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 1992
Final
Regulatory
November 1986
Final
Other Business ActivitiesSells Insurance

Stephen is an agent selling life insurance and fixed annuities through Hansen Financial Services, Inc. since 1990. This investment-related activity takes about 10-20% of his time.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2023 - Present · 2 yrs 8 mos
LPL Financial LLC
November 2023 - Present · 2 yrs 8 mos
LPL Financial LLC
November 2023 - Present · 2 yrs 8 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
June 2016 - November 2023 · 7 yrs 5 mos
Raymond James Financial Services, INC.Broker
May 2016 - November 2023 · 7 yrs 6 mos
Securities America Advisors, INC.
March 2010 - June 2016 · 6 yrs 3 mos
Securities America, INC.Broker
July 2001 - June 2016 · 14 yrs 11 mos
Equity Capital CorporationBroker
June 1999 - May 2001 · 1 yr 11 mos
Equity Capital CorporationBroker
August 1998 - October 1998 · 2 mos
Equity Capital CorporationBroker
January 1991 - October 1997 · 6 yrs 9 mos
Hh&h Development CorporationBroker
June 1983 - December 1990 · 7 yrs 6 mos
E. F. Hutton & Company INCBroker
July 1978 - February 1983 · 4 yrs 7 mos
Hartford Equity Sales Company INC.Broker
June 1974 - August 1976 · 2 yrs 2 mos
Hartford Variable Annuity Life Life Insurance CompanyBroker
April 1973 - August 1974 · 1 yr 4 mos
State Registrations12 states
ARCACOFLGAINMONCOHTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.