David Whitman
David Whitman is a CFP-designated registered investment advisor at Strategic Investments & Insurance, based in Boca Raton, FL, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 26 clients with $13M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $2.0M | 1.25% |
| $2.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable based on client type, complexity, asset composition, and total assets managed.
Fee Estimator
Location
20283 State Road 7, Suite 323, Boca Raton, FL, 33498
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David owns Strategic Investments and Insurance, where he consults with clients on financial matters, education, and insurance needs, dedicating about a quarter of his time. He is also a licensed insurance agent offering various insurance products, including annuities, life insurance, disability insurance, long-term care insurance, and Medicare supplement policies, also dedicating about a quarter of his time.
Employment History
Current Registrations
Strategic Investments & Insurance
Previous Registrations
Advisory Alpha, LLC
H. Beck, INC.
H. Beck, INC.Broker
LPL Financial CorporationBroker
RBC Capital Markets CorporationBroker
RBC Capital Markets CorporationBroker
RBC Professional Trader Group LLCBroker
Carlin Equities, LLCBroker
Franklin Ross, INC.Broker
Mutual Service CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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