Stephen Raborn
Stephen Raborn is a registered investment advisor at Raymond James & Associates, INC., based in Little Rock, AR, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
12921 Cantrell Road, Suite 400, Little Rock, AR, 72223
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephen is a trustee for the Patrick Raborn Family Trust since 2011. He dedicates minimal time to this role.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Crews & Associates, INC.Broker
Bosc, INC.Broker
Banc of America Investment Services, INC.Broker
Crews & Associates, INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.