SC
CFP
SC
CFP
Salvatore Caruso
26 Years of Experience
Ronkonkoma, NY
2 Disclosures
Salvatore Caruso is a CFP-designated registered investment advisor at Tsg Alpha Partners, LLC, based in Ronkonkoma, NY, with 26 years of industry experience. Salvatore operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 80 clients with $75M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
IM Fee
Planning only
Assets Under Management
$75.4M
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
3275 Veterans Memorial Hwy, Ronkonkoma, NY, 11779
Get directionsHistory
Regulatory History (2)
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Financial
August 2018Final
Regulatory
May 2011Final
Employment History
Current Registrations
Tsg Alpha Partners, LLC
August 2022 - Present · 3 yrs 9 mos
Quantum Advisory Group, LLC
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Legend Trading, LLCBroker
September 2009 - June 2011 · 1 yr 9 mos
Momentum Trading Partners, LLCBroker
October 2006 - November 2010 · 4 yrs 1 mo
Legend Securities, INC.Broker
November 1998 - January 2017 · 18 yrs 2 mos
American Investment Services, INC.Broker
September 1996 - December 1998 · 2 yrs 3 mos
Secura Investments, INC.Broker
June 1996 - September 1996 · 3 mos
Independent Financial Securities, INC.Broker
October 1993 - June 1995 · 1 yr 8 mos
State Registrations5 states
FLLANJNYTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.