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ChFC
DD
ChFC

David Dodson

Global Assets Advisory, LLC
31 Years of Experience
Sugar Hill, GA
3 Disclosures
View SEC Summary
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David Dodson is a ChFC-designated registered investment advisor at Global Assets Advisory, LLC, based in Sugar Hill, GA, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 3 more. Their firm serves 2,588 clients with $550M in assets under management.

Global Assets Advisory, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
30 advisors
Number of Clients
2,588 clients
Average Client Portfolio
$213K average
Assets Under Management
$551.7M

Fee Structure

Minimum Investment:$50K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are charged at an annual rate up to 3.00% depending on the size of the relationship, transaction fee arrangements, and service complexity. Fees are negotiated between the client and the advisor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4988 W Broad Street, Sugar Hill, GA, 30518

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2024
Final
Employment Separation After Allegations
June 2022
Criminal
December 1984
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is the founder and managing member of G2 Rampart Consulting, LLC, a private label entity for his financial business. He dedicates about a quarter of his time to this activity, earning commissions and fees.

Employment History
Current Registrations
Global Assets Advisory, LLC
August 2022 - Present · 4 yrs 2 mos
International Assets Investment Management, LLC
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
International Assets Advisory, LLCBroker
July 2022 - November 2023 · 1 yr 4 mos
J.P. Morgan Securities LLCBroker
October 2017 - July 2022 · 4 yrs 9 mos
Morgan Stanley
July 2012 - September 2017 · 5 yrs 2 mos
Morgan StanleyBroker
July 2012 - September 2017 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2004 - July 2012 · 8 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2003 - July 2012 · 8 yrs 7 mos
Suntrust Securities, INC.
May 2003 - November 2003 · 6 mos
Suntrust Securities, INC.Broker
May 2003 - November 2003 · 6 mos
J.P. Morgan Securities INC.Broker
May 2001 - November 2002 · 1 yr 6 mos
J.P. Morgan Securities INC.Broker
September 1999 - May 2001 · 1 yr 8 mos
Corporate Securities Group, INC.Broker
January 1998 - October 1998 · 9 mos
J.J.B. Hilliard, W.L. Lyons, INC.Broker
August 1993 - January 1998 · 4 yrs 5 mos
State Registrations1 state
GA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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