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Gina Douvas

32 Years of Experience
Fairfield, CT
Broker

Gina Douvas is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Fairfield, CT, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1499 Post Rd, Fairfield, CT, 06824

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Gina serves as a board member for the Fairfield University Advisory Board, Dolan School of Business, dedicating minimal time annually. She provides strategic advice to the Dean and acts as an ambassador for the school.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2007 - Present · 19 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2007 - Present · 19 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2007 - Present · 19 yrs 5 mos
Previous Registrations
Wachovia Securities, LLC
August 2006 - January 2007 · 5 mos
Wachovia Securities, LLCBroker
December 2004 - January 2007 · 2 yrs 1 mo
Sands Brothers & CO., LTD.Broker
May 2004 - October 2004 · 5 mos
Laidlaw & Company (UK) LTD.Broker
March 2004 - December 2004 · 9 mos
Citigroup Global Markets INC.Broker
July 1993 - March 2004 · 10 yrs 8 mos
Lehman Brothers INC.Broker
July 1993 - July 1993 · 0 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.