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Gregory Schmidt

U.S. Bancorp Advisors, LLC
32 Years of Experience
Fremont, CA
3 DisclosuresBroker
View SEC Summary
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Gregory Schmidt is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Fremont, CA, with 32 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 3,343 clients with $1.8B in assets under management.

U.S. Bancorp Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1158 advisors
IM Fee
Planning only
Assets Under Management
$1.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — Currently offered at no cost, providing personalized reports to assess financial goals and retirement readiness.
One-Time Plan:$0
View Full SEC Brochure

Location

41298 Paseo Padre Pkwy, Fremont, CA, 94539

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2014
Denied
Customer Dispute
June 2011
Settled
Customer Dispute
April 2003
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 8 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 8 mos
Previous Registrations
U.S. Bancorp Investments, INC.
May 2009 - February 2026 · 16 yrs 9 mos
U.S. Bancorp Investments, INC.Broker
May 2009 - February 2026 · 16 yrs 9 mos
Wamu Investments, INC.
February 2006 - May 2009 · 3 yrs 3 mos
Wamu Investments, INC.Broker
May 1998 - May 2009 · 11 yrs
Great Western Financial Securities CorporationBroker
November 1996 - May 1998 · 1 yr 6 mos
Sierra Investment Services CorporationBroker
September 1996 - November 1996 · 2 mos
Great Western Financial Securities CorporationBroker
May 1994 - September 1996 · 2 yrs 4 mos
Pruco Securities CorporationBroker
July 1993 - November 1993 · 4 mos
State Registrations17 states
ARAZCACOIDILINMINCNHNMNVNYORPATXUT
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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