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Gregory Schmidt
32 Years of Experience
San Leandro, CA
3 DisclosuresBroker
Gregory Schmidt is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in San Leandro, CA, with 32 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
15399 E 14th St, San Leandro, CA, 94578
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2014Denied
Customer Dispute
June 2011Settled
Customer Dispute
April 2003Denied
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.
May 2009 - February 2026 · 16 yrs 9 mos
U.S. Bancorp Investments, INC.Broker
May 2009 - February 2026 · 16 yrs 9 mos
Wamu Investments, INC.
February 2006 - May 2009 · 3 yrs 3 mos
Wamu Investments, INC.Broker
May 1998 - May 2009 · 11 yrs
Great Western Financial Securities CorporationBroker
November 1996 - May 1998 · 1 yr 6 mos
Sierra Investment Services CorporationBroker
September 1996 - November 1996 · 2 mos
Great Western Financial Securities CorporationBroker
May 1994 - September 1996 · 2 yrs 4 mos
Pruco Securities CorporationBroker
July 1993 - November 1993 · 4 mos
State Registrations17 states
ARAZCACOIDILINMINCNHNMNVNYORPATXUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.