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Michael Wagner

Raymond James & Associates, INC.
33 Years of Experience
Zionsville, IN
Broker
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Michael Wagner is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Zionsville, IN, with 33 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5790 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Zionsville, IN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael intends to create Medley Partners LLC to manage liability when signing a real estate lease for RJAS Branch. He anticipates dedicating minimal time to this business.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2013 - Present · 13 yrs 6 mos
Raymond James & Associates, INC.
April 2013 - Present · 13 yrs 6 mos
Raymond James & Associates, INC.Broker
April 2013 - Present · 13 yrs 6 mos
Previous Registrations
Robert W. Baird & CO. Incorporated
December 2006 - April 2013 · 6 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
June 2000 - April 2013 · 12 yrs 10 mos
Natcity Insurance Services, INC.Broker
January 1999 - July 2000 · 1 yr 6 mos
Liberty Securities CorporationBroker
August 1998 - January 1999 · 5 mos
Natcity Investments, INC.Broker
June 1996 - July 2000 · 4 yrs 1 mo
Independent Financial Securities, INC.Broker
July 1995 - August 1998 · 3 yrs 1 mo
National City Investments CorporationBroker
July 1995 - June 1996 · 11 mos
Edward D. Jones & CO., L.P.Broker
September 1993 - July 1995 · 1 yr 10 mos
State Registrations22 states
CACTFLGAILINKYMIMOMSNCNENJNYOHORSCTNTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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