Scott Mundal is a registered investment advisor at LPL Financial LLC, based in Morris, MN, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
202 E 6th St, Morris, MN, 56267
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
March 2011Customer Dispute
November 2003Other Business Activities
Scott uses a business entity for tax/investment purposes, dedicating full-time hours. He also operates Mundal Financial LLC as a DBA for his LPL business and spends minimal time on real estate rental activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services, INC.Broker
Edward JonesBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.