Scott Mundal is a registered investment advisor at LPL Financial LLC, based in Morris, MN, with 33 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
202 E 6th St, Morris, MN, 56267
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
March 2011Customer Dispute
November 2003Other Business Activities
Scott uses a business entity for tax/investment purposes, dedicating full-time hours. He also operates Mundal Financial LLC as a DBA for his LPL business and spends minimal time on real estate rental activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services, INC.Broker
Edward JonesBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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