TrueAdvisor
TrueAdvisor
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Elizabeth Ann Sadwick

Ascensus Investment Advisors, LLC
13 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Ascensus Investment Advisors, LLC
Compensation
Fee-Only (AUM)
Firm Size
37 advisors
Number of Clients
27 clients
Average Client Portfolio
$431.5M average
Assets Under Management
$11.6B

Fee Structure

Financial Planning:Investment management only

Location

95 Wells Avenue, Suite 160, Newton, MA, 02459

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Ascensus Investment Advisors, LLC
March 2018 - Present · 7 yrs 11 mos
Ascensus Broker Dealer Services, LLCBroker
June 2016 - Present · 9 yrs 8 mos
Previous Registrations
Ascensus Investment Advisors, LLC
June 2017 - December 2017 · 6 mos
Race Rock Capital LLCBroker
January 2014 - November 2015 · 1 yr 10 mos
Risk Paradigm Group, LLC
April 2012 - June 2016 · 4 yrs 2 mos
Aspen River Securities, LLCBroker
December 2011 - April 2012 · 4 mos
State Registrations2 states
MARI
AdvisorBroker
Exams
No exam information available for this advisor.