Peter Mooney
Peter Mooney is a registered investment advisor at Ultra Advisors LLC, based in Lyndhurst, OH, with 32 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 66 clients with $2.3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $2.0M | 1.50% |
| $2.0M - $3.0M | 1.25% |
| $3.0M - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees negotiable for accounts over $5,000,000. Ultra Advisors also manages corporate retirement plans with a different fee schedule.
Fee Estimator
Location
5521 Mayfield Road, Lyndhurst, OH, 44124
Get directionsHistory
Regulatory History (4)
Regulatory
July 2015Regulatory
June 2014Customer Dispute
March 2013Customer Dispute
September 1998Other Business ActivitiesSells Insurance
Peter owns Source Capital LLC, a consulting/rental property business, and spends a few hours per week on it. He also owns Century Plating Inc, a manufacturing business, and is president of Source Insurance, where he sells fixed insurance, and Flexible Benefits Systems, Inc.
Employment History
Current Registrations
Ultra Advisors LLC
Previous Registrations
Inverness Securities, LLCBroker
Ancora Retirement Plan Advisors INC.
Safeguard Securities, INC.Broker
Waterstone Financial Group, INC.
Waterstone Financial Group, INC.Broker
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
Financial Network Group LTD
Royal Alliance Associates, INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.