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Troy Horton

32 Years of Experience
Grand Rapids, MI
1 DisclosureBroker

Troy Horton is a registered investment advisor at Ameriprise Financial Services, LLC, based in Grand Rapids, MI, with 32 years of industry experience. Troy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

333 Bridge St NW, Ste 205, Grand Rapids, MI, 49504

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History

Regulatory History (1)
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Customer Dispute
September 2017
Settled
Other Business Activities

Troy has business ownership interests since 2019, dedicating minimal time to this activity. This activity is not investment-related.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2016 - Present · 9 yrs 11 mos
Ameriprise Financial Services, LLC
June 2016 - Present · 9 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
October 2010 - June 2016 · 5 yrs 8 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
September 1998 - June 2016 · 17 yrs 9 mos
Josephthal & CO., INC.Broker
September 1998 - October 1998 · 1 mo
H.J. Meyers & CO., INC.Broker
August 1994 - October 1998 · 4 yrs 2 mos
Westfield Financial CorporationBroker
August 1994 - August 1994 · 0 mos
Hibbard Brown & CO., INC.Broker
August 1993 - September 1994 · 1 yr 1 mo
State Registrations17 states
AZCACOFLGAILINKYMAMINCNYOHORSCSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.