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John Kelley

Empower Advisory Group, LLC
30 Years of Experience
Fort Lauderdale, FL
1 DisclosureBroker
View SEC Summary
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John Kelley is a registered investment advisor at Empower Advisory Group, LLC, based in Fort Lauderdale, FL, with 30 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 297,074 clients with $200B in assets under management.

Empower Advisory Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1966 advisors
Number of Clients
297,074 clients
Average Client Portfolio
$658K average
Assets Under Management
$195.4B

Fee Structure

Minimum Investment:$5
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.60%

Fees are negotiable on a plan sponsor-by-sponsor basis and typically decline for account balances greater than $100,000, up to a maximum of 0.60%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Fort Lauderdale, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2000
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Empower Advisory Group, LLC
April 2026 - Present · 6 mos
Empower Financial Services, INC.Broker
September 2024 - Present · 2 yrs 1 mo
Empower Financial Services, INC.
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Allstate Financial Services, LLCBroker
October 2021 - September 2022 · 11 mos
Farmers Financial Solutions, LLCBroker
May 2020 - September 2021 · 1 yr 4 mos
Vanderbilt Securities, LLCBroker
August 2019 - October 2019 · 2 mos
Vanderbilt Advisory Services
August 2019 - October 2019 · 2 mos
LPL Financial LLC
August 2008 - September 2019 · 11 yrs 1 mo
LPL Financial LLCBroker
August 2008 - September 2019 · 11 yrs 1 mo
Citigroup Global Markets INC.
September 2001 - August 2008 · 6 yrs 11 mos
Citigroup Global Markets INC.Broker
August 2001 - August 2008 · 7 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1998 - August 2001 · 3 yrs 5 mos
Wm Financial Services, INC.Broker
January 1998 - March 1998 · 2 mos
Great Western Financial Securities CorporationBroker
June 1994 - March 1998 · 3 yrs 9 mos
American Express Financial Advisors INC.Broker
August 1993 - June 1994 · 10 mos
Ids Life Insurance CompanyBroker
August 1993 - June 1994 · 10 mos
State Registrations46 states
AKALARAZCACTDEFLGAHIIAIDILINKSKYMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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