Marty Harari
Marty Harari is a registered investment advisor at Sunbelt Securities, based in Houston, TX, with 56 years of industry experience. Marty operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,355 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sunbelt Securities offers investment management through its Rep Directed Wrap Fee Program. The annual fee is a percentage of your portfolio, and the exact rate is negotiable. The maximum fee is 2.50% per year, charged monthly. This fee covers account management, brokerage, and clearance. Clients also pay separate annual maintenance fees, custodial fees, and termination fees charged by the custodian (National Financial Services, Fidelity, or Charles Schwab).
Location
2700 Post Oak Blvd Ste 1700, Houston, TX, 77056
Get directionsHistory
Regulatory History (10)
Customer Dispute
October 1993Customer Dispute
October 1992Customer Dispute
August 1992Customer Dispute
March 1992Customer Dispute
January 1992Customer Dispute
July 1991Customer Dispute
March 1991Customer Dispute
July 1990Customer Dispute
July 1990Customer Dispute
March 1990Other Business Activities
Marty is involved with the North Texas Advisory Group, an advisory group of general financial services to assist clients. This takes minimal time.
Employment History
Current Registrations
Sunbelt Securities
Sunbelt Securities, INC.Broker
Previous Registrations
Wfg Advisors, LP
Williams Financial Group
Wfg Investments, INC.Broker
Prudential Securities IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.