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Warren Sanger
33 Years of Experience
Port Washington, NY
2 DisclosuresBrokerSells Insurance
Warren Sanger is a registered investment advisor, based in Port Washington, NY, with 33 years of industry experience. Warren is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Port Washington, NY
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Regulatory History (2)
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Employment Separation After Allegations
June 2026Customer Dispute
September 2008Settled
Other Business ActivitiesSells Insurance
Warren is a notary for the State of NY since April 2021. He also sells non-variable insurance through Watermark Insurance Services, dedicating minimal time, and is a non-profit board member for NCA Nassau Cemetery Association, spending minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
June 2026 - Present · 4 mos
Cetera Investment Advisers LLC
June 2026 - Present · 4 mos
Previous Registrations
LPL Financial LLCBroker
November 2021 - June 2026 · 4 yrs 7 mos
LPL Financial LLC
November 2021 - June 2026 · 4 yrs 7 mos
Lincoln Financial Advisors Corporation
June 2021 - November 2021 · 5 mos
Lincoln Financial Advisors CorporationBroker
February 2000 - November 2021 · 21 yrs 9 mos
Fsc Securities CorporationBroker
June 1998 - January 2000 · 1 yr 7 mos
Citicorp Investment ServicesBroker
July 1993 - June 1998 · 4 yrs 11 mos
State Registrations9 states
DEFLGANCNJNYPASCWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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