Robert Corona
Robert Corona is a registered investment advisor at LPL Financial LLC, based in Laguna Beach, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Laguna Beach, CA
Get directionsHistory
Regulatory History (8)
Customer Dispute
June 2002Employment Separation After Allegations
May 2001Customer Dispute
April 2001Regulatory
April 2001Regulatory
January 2001Customer Dispute
December 1998Customer Dispute
November 1998Customer Dispute
March 1997Other Business Activities
Robert operates Corona Wealth Management Group as a DBA for his LPL business, dedicating nearly full-time hours to it. He also owns two real estate rental properties, spending minimal time on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Oppenheimer & CO. INC.Broker
Oppenheimer & CO. INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Salomon Smith Barney INC.Broker
Lehman Brothers INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.