Christopher Simon is a registered investment advisor, based in Kentwood, MI, with 32 years of industry experience.
Location
2687 44th Street Se, Kentwood, MI, 49512
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher is the owner of Simon Financial Services, a DBA for insurance and financial services, since 1994. He dedicates about a quarter of his time to preparing quotes, plans, and proposals for life insurance.
Employment History
Current Registrations
Regulus Financial Group, LLCBroker
December 2024 - Present · 1 yr 9 mos
Regal Investment Advisors LLC
December 2024 - Present · 1 yr 9 mos
Previous Registrations
Osaic Wealth, INC.Broker
January 2024 - December 2024 · 11 mos
Osaic Wealth, INC.
January 2024 - December 2024 · 11 mos
Woodbury Financial Services, INC.
March 2019 - January 2024 · 4 yrs 10 mos
Woodbury Financial Services, INC.Broker
March 2019 - January 2024 · 4 yrs 10 mos
Questar Asset Management, INC.
February 2013 - March 2019 · 6 yrs 1 mo
Questar Capital CorporationBroker
February 2013 - March 2019 · 6 yrs 1 mo
Walnut Street Securities, INC.
July 2007 - February 2013 · 5 yrs 7 mos
Walnut Street Securities, INC.Broker
March 2000 - February 2013 · 12 yrs 11 mos
Signator Investors, INC.Broker
September 1993 - March 2000 · 6 yrs 6 mos
John Hancock Mutual Life Insurance CompanyBroker
September 1993 - May 1997 · 3 yrs 8 mos
State Registrations6 states
FLMDNJNYPAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.