Dorothy Sawyer is a registered investment advisor, based in Baltimore, MD, with 31 years of industry experience.
Location
1307 Point Street, Baltimore, MD, 21231
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
T. Rowe Price Advisory Services, INC.
November 2011 - Present · 14 yrs 6 mos
T. Rowe Price Investment Services, INC.Broker
November 2011 - Present · 14 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2010 - October 2011 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2010 - October 2011 · 10 mos
Fidelity Brokerage Services LLCBroker
January 2008 - May 2010 · 2 yrs 4 mos
Fidelity Investments Institutional Services Company, INC.Broker
January 1996 - January 2008 · 12 yrs
Fifth Third Securities, INC.Broker
July 1993 - July 1995 · 2 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.