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T Robertson

33 Years of Experience
Ridgeland, MS
1 DisclosureBroker

T Robertson is a registered investment advisor at Wells Fargo Advisors, based in Ridgeland, MS, with 33 years of industry experience. T is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1020 Highland Colony Pkwy Ste 100, Ridgeland, MS, 39157

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2002
Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
February 2019 - Present · 7 yrs 8 mos
Wells Fargo Advisors
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - February 2019 · 9 yrs 8 mos
Morgan Stanley
June 2009 - February 2019 · 9 yrs 8 mos
Citigroup Global Markets INC.
July 2007 - June 2009 · 1 yr 11 mos
Citigroup Global Markets INC.Broker
February 1995 - June 2009 · 14 yrs 4 mos
Dean Witter Reynolds INC.Broker
July 1993 - March 1995 · 1 yr 8 mos
State Registrations24 states
ALARAZCACOFLGAIDILLAMDMOMSNCNJNYORPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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