JH
JH
James Hard is a registered investment advisor at Sara-Bay Financial CORP., based in Sarasota, FL, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 324 clients with $400M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
324 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$396.8M
Fee Structure
Minimum Investment:None
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1M+ | 1.00% |
Management fee schedule is negotiable. There is a minimum annual fee of $1,000.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2201 Cantu Court, Suite 102, Sarasota, FL, 34232
Get directionsHistory
Regulatory History (2)
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Customer Dispute
October 2003Dismissed
Customer Dispute
September 1993Settled
Employment History
Current Registrations
Sara-Bay Financial CORP.
March 2020 - Present · 6 yrs 7 mos
Previous Registrations
Sara-Bay Financial CORP.
March 1998 - December 2019 · 21 yrs 9 mos
Sara-Bay Financial CORP.
March 1998 - December 2016 · 18 yrs 9 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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