JF
CFP
JF
CFP

John Fiore

32 Years of Experience
Ligonier, PA
1 DisclosureBroker

John Fiore is a CFP-designated registered investment advisor at Janney Montgomery Scott LLC, based in Ligonier, PA, with 32 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1308 advisors
Number of Clients
239,256 clients
Average Client Portfolio
$421K average
Assets Under Management
$100.8B

Fee Structure

Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.

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Location

121 East Main Street, Ligonier, PA, 15658-1228

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2004
Settled
Other Business Activities

John has a gas lease/royalty and rental property in Bakersville, PA, and also co-owns a farm property with potential rental income and timber sales. These activities require minimal time.

Employment History
Current Registrations
Janney Montgomery Scott LLC
March 2006 - Present · 20 yrs 2 mos
Janney Montgomery Scott LLCBroker
August 1999 - Present · 26 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1993 - August 1999 · 6 yrs
State Registrations26 states
AZCACODEFLGAINKYLAMAMDMIMONCNHNJNYOHPARISCSDTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.