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Steven Collins
30 Years of Experience
Bethesda, MD
1 DisclosureBroker
Steven Collins is a registered investment advisor at Xml Financial Group, based in Bethesda, MD, with 30 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Insurance Planning, Retirement Planning, Tax Planning. Their firm serves 4,185 clients with $3B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
29 advisors
Number of Clients
4,185 clients
Average Client Portfolio
$715K average
Assets Under Management
$3.0B
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $4.0M | 0.90% |
| $4.0M - $5.0M | 0.80% |
| $5.0M - $6.0M | 0.70% |
| $6.0M - $7.0M | 0.60% |
| $7.0M - $8.0M | 0.50% |
| $8.0M - $9.0M | 0.40% |
| $9.0M - $10.0M | 0.30% |
| $10.0M - $11.0M | 0.20% |
| $11.0M - $12.0M | 0.20% |
| $12.0M - $13.0M | 0.20% |
| $13.0M - $14.0M | 0.20% |
| $14.0M - $15.0M | 0.20% |
| $15M+ | Included |
Fees above $15,000,000 are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
6901 Rockledge Drive, Suite 730, Bethesda, MD, 20817
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2016Denied
Employment History
Current Registrations
Xml Financial Group
February 2019 - Present · 7 yrs 3 mos
Xml Securities
May 2016 - Present · 10 yrs
Xml SecuritiesBroker
May 2016 - Present · 10 yrs
Previous Registrations
Lara, May & Associates, LLC
May 2016 - February 2019 · 2 yrs 9 mos
Wells Fargo Advisors Financial Network, LLC
January 2016 - May 2016 · 4 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2016 - May 2016 · 4 mos
Raymond James Financial Services Advisors, INC
October 2009 - January 2016 · 6 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2008 - January 2016 · 7 yrs 11 mos
Fbr Investment Services, INC.Broker
August 2006 - February 2008 · 1 yr 6 mos
Fisher Investments
August 2001 - February 2006 · 4 yrs 6 mos
Fidelity Brokerage Services LLCBroker
October 1995 - July 2001 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1993 - July 1994 · 11 mos
State Registrations24 states
AZCACODCDEFLILLAMAMDMONCNJNVOHOKPASCTXVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.