Robert Baffa is a CFP-designated registered investment advisor at Cubed Systems, based in Las Vegas, NV, with 26 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 41 clients with $57M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cubed Systems charges a percentage of your portfolio annually for investment management. The exact fee depends on the complexity of the services, the amount of assets managed, and the overall relationship with Cubed Systems. Fees are billed quarterly in advance and may be negotiable. Cubed Systems includes transaction costs as part of its overall investment advisory fee through the Cubed Systems Wrap Fee Program.
Location
Las Vegas, NV
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Regulatory History (2)
Regulatory
April 2021Regulatory
March 2018Other Business Activities
Robert operates Cornerstone Global Wealth Management as a DBA for his LPL business and is an IAR for Cubed Systems, spending about a quarter of his time on the latter. He also owns rental real estate, dedicating minimal time to it.
Employment History
Current Registrations
Cubed Systems
Previous Registrations
Cubed Systems
LPL Financial LLCBroker
LPL Financial LLC
Morgan Stanley
Morgan Stanley Dw INC.Broker
A. T. Brod & CO. INC.Broker
A. R. Baron & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.