RJ
RJ

Richard Jennissen

31 Years of Experience
Sauk Centre, MN
Broker

Richard Jennissen is a registered investment advisor at Cetera Investment Advisers LLC, based in Sauk Centre, MN, with 31 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

131 12th St S, Sauk Centre, MN, 56378

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is a board member of the Sauk Centre Area Community Foundation, assisting with its establishment. He is also a landlord and caretaker of rental property.

Employment History
Current Registrations
Cetera Investment Advisers LLC
November 2015 - Present · 10 yrs 6 mos
Cetera Investment Services LLCBroker
January 1996 - Present · 30 yrs 4 mos
Previous Registrations
Fbs Investment Services, INC.Broker
July 1993 - December 1994 · 1 yr 5 mos
State Registrations16 states
AZCADCFLIAKSMNMTNDNYORSDTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Jennissen - Financial Advisor | TrueAdvisor