Phillip Whitley
Phillip Whitley is a registered investment advisor at Whitley Financial, LLC, based in Harrisburg, NC, with 32 years of industry experience. Phillip operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 29 clients with $5.9M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Whitley Financial manages your investments for a fee based on the value of your portfolio. The annual fee ranges from 0.50% to 1.50%, depending on the complexity of your situation, the amount you invest, and your overall relationship with Whitley Financial. Fees are paid quarterly, in advance.
Location
Harrisburg, NC
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Regulatory History (1)
Customer Dispute
April 2015Other Business ActivitiesSells Insurance
Phillip is a licensed insurance professional, dedicating minimal time to this non-investment related activity.
Employment History
Current Registrations
Whitley Financial, LLC
Previous Registrations
Grove Point Advisors, LLC
Grove Point Investments, LLCBroker
H. Beck, INC.
Synergy Investment Group, LLC
Sterne Agee Investment Advisors, INC.
Sterne Agee Financial Services, INC.Broker
Synergy Investment Group, LLC
Synergy Investment Group, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.