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Anthony Mossa is a registered investment advisor, based in Halesite, NY, with 30 years of industry experience.
Location
Halesite, NY
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2003Settled
Other Business ActivitiesSells Insurance
Anthony is an insurance agent for Avantax Insurance Agency/Services and owner/sole proprietor of S. Mossa Agency, offering life, P&C, and health insurance. He spends about a quarter of his time on Avantax and about a quarter of his time on S. Mossa Agency.
Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
January 2017 - September 2025 · 8 yrs 8 mos
Avantax Investment Services, INC.Broker
January 2017 - September 2025 · 8 yrs 8 mos
Summit Financial Group INC
April 2016 - December 2016 · 8 mos
Summit Brokerage Services, INC.Broker
September 2015 - December 2016 · 1 yr 3 mos
J.P. Turner & Company, L.L.C.Broker
November 2013 - September 2015 · 1 yr 10 mos
Santander Securities LLCBroker
September 2012 - November 2013 · 1 yr 2 mos
LPL Financial LLCBroker
August 2012 - September 2012 · 1 mo
Securities America, INC.Broker
March 2010 - September 2012 · 2 yrs 6 mos
Gunnallen Financial, INCBroker
September 2008 - December 2009 · 1 yr 3 mos
Hsbc Securities (USA) INC.Broker
January 2005 - October 2006 · 1 yr 9 mos
Hsbc Brokerage (USA) INC.Broker
February 2004 - January 2005 · 11 mos
Greenpoint Securities LLCBroker
January 2004 - January 2004 · 0 mos
Essex National Securities, INC.Broker
April 1998 - January 2004 · 5 yrs 9 mos
American General Securities IncorporatedBroker
October 1997 - April 1998 · 6 mos
Uslife Equity Sales CORP.Broker
January 1997 - October 1997 · 9 mos
Metlife Securities INC.Broker
August 1993 - October 1996 · 3 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
August 1993 - October 1996 · 3 yrs 2 mos
State Registrations3 states
FLNJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.