Brodie Barnes is a CFP-designated registered investment advisor, based in Salt Lake City, UT, with 32 years of industry experience.
Location
13961 S. Minuteman Drive, Suite 300, Salt Lake City, UT, 84020
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Brodie is a managing member of Brokar Investments LLC and BKBK Holdings, LLC for various family investments. He is also a minority owner of EP Tax, Inc, a specialized tax consulting firm, with no day-to-day involvement.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
Captrust
Previous Registrations
Kcg Securities, LLCBroker
Knox Capital Advisors, LLC
Geneos Wealth Management, INC.Broker
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
MML Investors Services, INC.Broker
G. R. Phelps & CO., INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.