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DH
CFP · ChFC
DH
CFP · ChFC
David Daniel Harkin
Des Moines Investments, LLC
30 Years of Experience
2 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Tax Planning
Estate Planning
Business Owners
Des Moines Investments, LLC
Compensation
Fee-Only (AUM)
Firm Size
3 advisors
Number of Clients
550 clients
Average Client Portfolio
$345K average
Assets Under Management
$190.0M
Fee Structure
Investment Management
Planning
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Location
2 East Army Post Rd, Suite 2, Des Moines, IA, 50315-5821
Get directions
History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Regulatory
June 2022
Final
Regulatory
May 2022
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Des Moines Investments, LLC
January 2008 - Present · 18 yrs 1 mo
Previous Registrations
Stonefield Investment Advisory, INC.
November 2006 - July 2008 · 1 yr 8 mos
Cambridge Investment Research, INC.
Broker
November 2006 - November 2014 · 8 yrs
Ameriprise Financial Services, INC.
January 1999 - November 2006 · 7 yrs 10 mos
Ameriprise Financial Services, INC.
Broker
January 1996 - November 2006 · 10 yrs 10 mos
Ids Life Insurance Company
Broker
January 1996 - July 2006 · 10 yrs 6 mos
A. G. Edwards & Sons, INC.
Broker
March 1995 - April 1995 · 1 mo
Edward D. Jones & CO., L.P.
Broker
September 1994 - January 1995 · 4 mos
State Registrations
3 states
IA
MO
TX
Advisor
Exams
No exam information available for this advisor.