David Harkin
David Harkin is a CFP, ChFC-designated registered investment advisor at Des Moines Investments, LLC, based in Des Moines, IA, with 31 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 700 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Annual management fees range from 1.00% to 0.80% per year, with new accounts typically starting at 1.00%. Fees are negotiable and can vary based on account balances, trading activity, and ongoing review needs.
Fee Estimator
Location
2 East Army Post Rd, Suite 2, Des Moines, IA, 50315-5821
Get directionsHistory
Regulatory History (2)
Regulatory
June 2022Regulatory
May 2022Employment History
Current Registrations
Des Moines Investments, LLC
Previous Registrations
Stonefield Investment Advisory, INC.
Cambridge Investment Research, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
A. G. Edwards & Sons, INC.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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