BC
BC

Brendan Connolly

29 Years of Experience
Chicago, IL
Broker

Brendan Connolly is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

233 South Wacker Drive, Suite 8600, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brendan serves as a trustee or co-trustee for a trust since March 2022. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2009 - June 2009 · 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2009 - June 2009 · 2 mos
William Blair & Company L.L.C.Broker
May 2003 - May 2009 · 6 yrs
William Blair & Company L.L.C.
May 2003 - May 2009 · 6 yrs
Rsm Mcgladrey, INC.
October 2002 - July 2003 · 9 mos
H&r Block Financial Advisors, INC.Broker
January 2002 - May 2003 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1996 - October 2001 · 5 yrs
State Registrations36 states
ALARAZCACOCTDEFLGAIAILINKSKYLAMAMDMIMNMOMTNCNHNJNVNYOHORPASCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brendan Connolly - Financial Advisor | TrueAdvisor