Troy Dueker
Troy Dueker is a registered investment advisor at Planmember Securities Corporation, based in Ventura, CA, with 33 years of industry experience. Troy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 69,645 clients with $10B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.25% |
| $500K - $1.0M | 0.20% |
| $1M+ | 0.10% |
Maximum annual fee rate is 2.00% across programs; tiered schedule applies to accounts established on or after January 1, 2026. Fees are negotiable.
Fee Estimator
Location
830 East Santa Clara Street, Ventura, CA, 93001
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2026Other Business ActivitiesSells Insurance
Troy is an agent/independent contractor selling term life insurance and fixed annuity products, dedicating minimal time to this. He also works with Team Advisors, earning securities asset-based fees and commissions, which is a full-time commitment. Troy is also a board member for Mary's Shelter, a non-profit, spending minimal time on this.
Employment History
Current Registrations
Planmember Securities Corporation
Planmember Securities CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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