Kevin Griffin is a registered investment advisor, based in New York, NY, with 26 years of industry experience.
Location
1585 Broadway, New York, NY, 10036
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley & CO. LLCBroker
November 2023 - Present · 2 yrs 6 mos
Morgan Stanley
October 2023 - Present · 2 yrs 7 mos
Morgan StanleyBroker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
BMO Capital Markets CORP.Broker
September 2018 - December 2018 · 3 mos
Kgs-Alpha Capital Markets, L.P.Broker
May 2016 - September 2018 · 2 yrs 4 mos
Cantor Fitzgerald & CO.Broker
April 2005 - December 2015 · 10 yrs 8 mos
Banc of America Securities LLCBroker
March 1999 - April 2005 · 6 yrs 1 mo
Goldman, Sachs & CO.Broker
August 1997 - March 1999 · 1 yr 7 mos
Smith Barney INC.Broker
August 1994 - August 1997 · 3 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.